About the Executive Program in Securities and Business Law
The Executive Program in Securities and Business Law is a 6-month online course designed to equip professionals with a strong understanding of legal and regulatory frameworks in the financial markets.
The program covers both foundational and advanced topics, starting with the Securities Contracts (Regulation) Act, SEBI regulations, Business Valuation, and Financial Statement Analysis, and advancing to Anti-Money Laundering (AML), FEMA, and Taxation of Capital Market Instruments.
Ideal for those in legal, finance, or compliance roles, this course enables learners to perform due diligence, manage regulatory obligations, and make informed legal and business decisions—paving the way for new career opportunities in the financial and corporate sectors.
Eligibility Criteria
- Graduate of any stream can apply.
- Students should have graduated from a recognized university.
- Working professionals having basic investment knowledge can also apply.
- Introduction to Capital Markets
- Introduction to Companies Act 2013
- Issue of Capital
- Financial Statement Analysis
- Start Up Funding
- Business Valuations
- SEBI
- Securities Contracts Regulation Act
- Insider Trading
- Anti- Money Laundering
- Management of Companies
- Corporate Governance
- Post Issue Compliances
- Fraudulent & Manipulative Practices in Stock Markets
- Structure of Banking Industry In India
- Stressed Assets
- Mergers & Acquisitions
- Takeover Code
- Competition Act
- Mutual Funds
- Futures & Options
- Intellectual Property Rights
- International Trade
- FEMA
- Taxation of Capital Market Instruments
- Cross Border Transactions
- Litigations
Program Highlights

Existing since
1989

300+ World-Class
Practitioners

Expansive Global
Reach

20000+ Students Trained

150+
Courses

Cutting-Edge
Curriculum
Business and securities law have become some of the most dynamic and in-demand areas within the legal and financial sectors. With the rapid growth of capital markets, regulatory frameworks, and compliance needs, the demand for qualified professionals is on the rise. This program opens up diverse career paths in legal advisory, anti-money laundering (AML), intellectual property rights, corporate law, and regulatory compliance, both in India and globally.
With over three decades of expertise in financial and legal education, FinX Institute is a trusted name in building future-ready professionals. This program is taught by experienced law and finance experts and is designed to help learners navigate complex legal and regulatory frameworks. It combines academic depth with real-world application, preparing participants for strategic roles in compliance, legal advisory, and business law.
You can enroll in three simple steps:
The program is ideal for:
- • Graduates (minimum 50%) from any recognized university
- • Legal and compliance professionals working in finance or securities domains
- • Finance professionals seeking legal knowledge in capital markets
- • Students or freshers aiming to build a career in securities and business law
This is a live, online, interactive program conducted by domain experts. You can attend from anywhere, making it highly accessible for working professionals and students alike.
The program runs for 6 months, with live sessions designed to balance learning with work or academic commitments.
Sutirtha Das
Afreen Afzal
Yash Jadhav
Siddhi Vyas
Rutuja Tajne
Durga Sawant
Sheil Kowadkar
- Eligibility Graduate
- Level Professional
- Duration 6 months
- Location Mumbai
- Mode Online